ARKĀGOS PLANNING

• Once you have scheduled a first appointment, you’ll receive an email with directions to our office and a guide for forms to either bring in or send back prior to the meeting electronically. • During the intake session, information is gathered, goals are defined, and fees and expenses are covered in full detail so that you a have a clear understanding of expectations going forward.

• A full analysis of your initial intake session is provided outlining any financial or planning gaps and illustrating future projections of your current investments and financial goals. • Solutions are recommended based on your objectives and tolerance for risk as established during the first meeting. • We extend to you an offer to enter into an investment advisory relationship with a clearly identified fee and expense schedule via our ADV. • If you choose to move forward, the onboarding process can begin within 24 hours.

• All necessary firm and custodial documents will be completed and signed to formally establish the client-advisor relationship. • Accounts will be opened or transferred as appropriate. • We will follow up with you by phone or e-mail during the onboarding process to confirm that account openings, account numbers, and online access to both the custodian and client portal are all established and in good order.

• Quarterly meetings are conducted via email, in person, or online at client’s discretion. • These are generally short in nature to provide a summary of account performance and a general review of your plan. • Performance reports along with a balance sheet and a net worth statement are generated for clients.

• Conduct an in-depth review of your financial plan to ensure that objectives are being met. • Review material facts, beneficiaries, investment strategy, and any other items of relevance. • Provide performance reports, financial planning reports, and a tax analysis if applicable.