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ARKĀGOS PLANNING

AN EMPHASIS ON PLANNING

This is a complimentary introductory meeting designed to help us get to know each other to determine if a good working client/advisor relationship will be beneficial to both parties.

  • Collect important information and documents

  • Identify goals and objectives

  • Complete a risk profile analysis

Icon of Phase 1 of the Process: Intake and Analysis

Internal processes for new clients:

  • First Meeting / Intake Session
    Once you have scheduled a first appointment, you’ll receive an email with directions to our office and a guide for forms to either bring in or send back prior to the meeting electronically. During the intake session, information is gathered, goals are defined, and fees and expenses are covered in full detail so that you a have a clear understanding of expectations going forward.
  • Second Meeting
    A full analysis of your initial intake session is provided outlining any financial or planning gaps and illustrating future projections of your current investments and financial goals. Solutions are recommended based on your objectives and tolerance for risk as established during the first meeting. We extend to you an offer to enter into an investment advisory relationship with a clearly identified fee and expense schedule via our ADV. If you choose to move forward, the onboarding process can begin within 24 hours.
  • Onboarding
    All necessary firm and custodial documents will be completed and signed to formally establish the client-advisor relationship. Accounts will be opened or transferred as appropriate. We will follow up with you by phone or e-mail during the onboarding process to confirm that account openings, account numbers, and online access to both the custodian and client portal are all established and in good order.
  • Quarterly Meetings
    Quarterly meetings are conducted via email, in person, or online at client’s discretion. These are generally short in nature to provide a summary of account performance and a general review of your plan. Performance reports along with a balance sheet and a net worth statement are generated for clients.
  • Annual Meetings
    Conduct an in-depth review of your financial plan to ensure that objectives are being met. Review material facts, beneficiaries, investment strategy, and any other items of relevance. Provide performance reports, financial planning reports, and a tax analysis if applicable.

Investment advisory services offered through Arkāgos Advisors and Asset Management, Inc.(Arkāgos Advisors), a registered investment advisor. Insurance products are not offered through Arkāgos Advisors but are offered and sold as an outside business activity by licensed and appointed agents. There is no guarantee that any investment program or account will be profitable or will not incur loss. Security values may fluctuate, and that each security's price or value may rise or fall. Accordingly, investors may receive back less than originally invested. Past performance is not indicative of future results. Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization’s initial and ongoing certification requirements to use the certification marks.


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